InsiderTrades

Form 4 for COLD AMERICOLD REALTY TRUST

Accepted 2022-03-10 00:00:00 ET · period of report 2022-03-08 · accession 0001455863-22-000021 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2022-03-10 2022-03-08 COLD Harron James Andrew EVP, CIO M - OptEx $0.00 +4,854 20.2K +32% $0
D 2022-03-10 2022-03-08 COLD Harron James Andrew EVP, CIO F - Tax $27.02 -1,438 18.7K -7% -$38.9K
DM 2022-03-10 2022-03-08 COLD Harron James Andrew EVP, CIO A - Grant $0.00 +27.8K 20.8K New $0
DM 2022-03-10 2022-03-08 COLD Harron James Andrew EVP, CIO M - OptEx $0.00 -4,854 0 -100% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Shares of Beneficial Interest 2022-03-08 M A 1,481 $0.00 18,314 D — —
2 Common Common Shares of Beneficial Interest 2022-03-08 F D 1,438 $27.02 18,719 D — —
3 Common Common Shares of Beneficial Interest 2022-03-08 M A 1,530 $0.00 16,833 D — —
4 Common Common Shares of Beneficial Interest 2022-03-08 M A 1,843 $0.00 20,157 D — —
5 Derivative Restricted Stock Units 2022-03-08 A A 6,939 $0.00 6,939 D — · — to — 6,939 Common Shares of Beneficial Interest (F4) Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs will vest ratably on March 8, 2023, 2024 and 2025.
6 Derivative Performance OP Profits Units 2022-03-08 A A 20,818 $0.00 20,818 D — · — to — 20,818 Common Shares of Beneficial Interest (F5) Represents performance-based OP Profits Units ("Performance OP Profits Units") of the Operating Partnership. Payout of the Performance OP Profits Units will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan 1, 2022 - Dec 31, 2024). The Performance OP Profits Units will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. (F6) Conditioned upon minimum allocations to the capital accounts of the Performance OP Profits Units for federal income tax purposes, each vested Performance OP Profits Unit may be converted, at the election of the holder, into a common unit of limited partnership interest in the Operating Partnership (a "Common Unit"). Each Common Unit acquired upon conversion of a vested Performance OP Profits Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a common share of Americold Realty Trust (the "Company") (the "Common Shares"), except that the Company may, at its election, acquire each Common Unit so presented for one Common Share. The rights to convert vested Performance OP Profits Units into Common Units and redeem Common Units have no expiration dates.
7 Derivative Restricted Stock Units 2022-03-08 M D 1,843 $0.00 3,688 D — · — to — 1,843 Common Shares of Beneficial Interest (F3) Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on March 8, 2022 and the remainder will vest ratably on March 8, 2023 and 2024.
8 Derivative Restricted Stock Units 2022-03-08 M D 1,481 $0.00 1,485 D — · — to — 1,481 Common Shares of Beneficial Interest (F2) Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSU's vested one-third on each of March 8, 2021 and 2022 and the remainder will vest on March 8, 2023.
9 Derivative Restricted Stock Units 2022-03-08 M D 1,530 $0.00 0 D — · — to — 1,530 Common Shares of Beneficial Interest (F1) Each restricted stock unit ("RSU") represents the right to acquire one common share of Americold Realty Trust. The RSUs vested one-third on each of March 8, 2020, 2021 and 2022.