Form 4 for COLD AMERICOLD REALTY TRUST
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-08 · accession 0001455863-23-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-10 | 2023-03-08 | COLD | Winnall Richard Charles | See remarks | M - OptEx | $0.00 | +3,277 | 20.6K | +19% | $0 |
| DM | 2023-03-10 | 2023-03-08 | COLD | Winnall Richard Charles | See remarks | M - OptEx | $0.00 | -3,277 | 2,468 | -57% | $0 |
| DM | 2023-03-10 | 2023-03-08 | COLD | Winnall Richard Charles | See remarks | A - Grant | $0.00 | +20.2K | 12.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-08 | M | A | 1,061 | $0.00 | 18,367 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-08 | M | A | 983 | $0.00 | 19,350 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-08 | M | A | 1,233 | $0.00 | 20,583 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2023-03-08 | M | D | 1,061 | $0.00 | 0 | D | $0.00 · — to — | 1,061 Common Stock | (F1) Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2021, 2022 and 2023. |
| 5 | Derivative | Restricted Stock Units | 2023-03-08 | M | D | 983 | $0.00 | 984 | D | $0.00 · — to — | 983 Common Stock | (F2) Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's vested one-third on each of March 8, 2022 and 2023 and the remainder will vest on March 8, 2024. |
| 6 | Derivative | Restricted Stock Units | 2023-03-08 | A | A | 8,084 | $0.00 | 8,084 | D | $0.00 · — to — | 8,084 Common Stock | (F5) Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSU's will vest ratably on March 8, 2024, 2025 and 2026. The RSUs were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. |
| 7 | Derivative | Performance Restricted Stock Units | 2023-03-08 | A | A | 12,125 | $0.00 | 12,125 | D | $0.00 · — to — | 12,125 Common Stock | (F4) Each performance-based restricted stock unit ("PRSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. Vesting of the PRUs will be determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan. 1, 2023 - Dec. 31, 2025). The RSUs will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The PRSUs were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. |
| 8 | Derivative | Restricted Stock Units | 2023-03-08 | M | D | 1,233 | $0.00 | 2,468 | D | $0.00 · — to — | 1,233 Common Stock | (F3) Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one third on March 8, 2023 and the remainder will vest ratably on March 8, 2024 and 2025. |