Form 4 for COLD AMERICOLD REALTY TRUST
Accepted 2024-03-12 00:00:00 ET · period of report 2024-03-08 · accession 0001455863-24-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-12 | 2024-03-08 | COLD | Winnall Richard Charles | See remarks | M - OptEx | $0.00 | +4,912 | 29.1K | +20% | $0 |
| DM | 2024-03-12 | 2024-03-08 | COLD | Winnall Richard Charles | See remarks | A - Grant | $0.00 | +28.5K | 11.4K | New | $0 |
| DM | 2024-03-12 | 2024-03-08 | COLD | Winnall Richard Charles | See remarks | M - OptEx | $0.00 | -4,912 | 5,390 | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-08 | M | A | 984 | $0.00 | 25,219 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-08 | M | A | 1,234 | $0.00 | 26,453 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-08 | M | A | 2,694 | $0.00 | 29,147 | D | — | — | |
| 4 | Derivative | Performance Restricted Stock Units | 2024-03-08 | A | A | 17,123 | $0.00 | 17,123 | D | $0.00 · — to — | 17,123 Common Stock | (F5) Each performance-based restricted stock unit ("PRSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. Vesting of the PRUs was determined based upon a comparison of the Company's total shareholder return ("TSR") on a relative basis to the MSCI U.S. REIT Index at the end of the applicable performance period (Jan. 1, 2024 - Dec. 31, 2026). The RSUs vested at the end of the 3-year period contingent upon the achievement of the pre-established TSR goal. The PRSUs were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Plan. |
| 5 | Derivative | Restricted Stock Units | 2024-03-08 | A | A | 11,416 | $0.00 | 11,416 | D | $0.00 · — to — | 11,416 Common Stock | (F4) Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust. The RSU's will vest ratably on March 8, 2025, 2026 and 2027. The RSUs were issued to the reporting person pursuant to the Americold Realty Trust 2017 Equity Incentive Plan. |
| 6 | Derivative | Restricted Stock Units | 2024-03-08 | M | D | 1,234 | $0.00 | 1,234 | D | $0.00 · — to — | 1,234 Common Stock | (F2) Each RSU represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one-third on each of March 8, 2023 and 2024 and the remainder will vest on March 8, 2025. |
| 7 | Derivative | Restricted Stock Units | 2024-03-08 | M | D | 984 | $0.00 | 0 | D | $0.00 · — to — | 984 Common Stock | (F1) Each restricted stock unit ("RSU") represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one third on each of March 8, 2022, 2023 and 2024. |
| 8 | Derivative | Restricted Stock Units | 2024-03-08 | M | D | 2,694 | $0.00 | 5,390 | D | $0.00 · — to — | 2,694 Common Stock | (F3) Each RSU represents the right to acquire one share of Americold Realty Trust, Inc. common stock. The RSUs vested one-third on March 8, 2024 and the remainder will vest ratably on March 8, 2025 and 2026. |