Form 4 for ENPH Enphase Energy, Inc.
Accepted 2021-10-29 00:00:00 ET · period of report 2021-10-29 · accession 0001463101-21-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-29 | 2021-10-29 | ENPH | MORA RICHARD | Dir | S - Sale+OE | $229.17 | -19.0K | 2,825 | -87% | -$4.35M |
| D | 2021-10-29 | 2021-10-29 | ENPH | MORA RICHARD | Dir | M - OptEx | $0.7 | +19.0K | 21.8K | +673% | +$13.3K |
| D | 2021-10-29 | 2021-10-29 | ENPH | MORA RICHARD | Dir | M - OptEx | $0.00 | -19.0K | 11.8K | -62% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-29 | S | D | 4,231 | $228.60 | 11,991 | D | — | — | (F2) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $228.23 to $229.22. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 2 | Common | Common Stock | 2021-10-29 | S | D | 3,642 | $229.63 | 8,349 | D | — | — | (F3) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $229.23 to $230.22. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 3 | Common | Common Stock | 2021-10-29 | S | D | 5,603 | $227.78 | 16,222 | D | — | — | (F1) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $227.23 to $228.21. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 4 | Common | Common Stock | 2021-10-29 | S | D | 5,524 | $230.72 | 2,825 | D | — | — | (F4) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $230.26 to $231.10. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 5 | Common | Common Stock | 2021-10-29 | M | A | 19,000 | $0.7 | 21,825 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-10-29 | M | D | 19,000 | $0.00 | 11,840 | D | $0.7 · 2018-05-18 to 2024-05-17 | 19,000 Common Stock | (F5) Issued pursuant to the 2011 Equity Incentive Plan. (F6) Such option will vest in twelve (12) equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan). |