Form 4 for ENPH Enphase Energy, Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001463101-21-000133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-18 | 2021-11-16+ | ENPH | RANHOFF DAVID A | EVP, Chief Commercial Off | S - Sale | $246.49 | -86.6K | 95.8K | -47% | -$21.34M |
| 2021-11-18 | 2021-11-16 | ENPH | RANHOFF DAVID A | EVP, Chief Commercial Off | G - Gift | $0.00 | -3,500 | 105.1K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | S | D | 66,272 | $244.10 | 108,646 | D | — | — | (F1) Represents shares sold by the Company to satisfy the tax withholding obligation associated with the vesting of a portion of the restricted stock units (RSUs) reported on December 1, 2017. |
| 2 | Common | Common Stock | 2021-11-16 | G | D | 3,500 | $0.00 | 105,146 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-17 | S | D | 3,345 | $250.95 | 101,801 | D | — | — | (F3) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $250.60 to $251.57. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 4 | Common | Common Stock | 2021-11-17 | S | D | 5,213 | $251.97 | 96,588 | D | — | — | (F4) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $251.61 to $252.47. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 5 | Common | Common Stock | 2021-11-17 | S | D | 210 | $258.28 | 84,847 | D | — | — | (F10) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $258.095 to $258.29. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 6 | Common | Common Stock | 2021-11-17 | S | D | 975 | $254.29 | 94,874 | D | — | — | (F6) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $253.90 to $254.81. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 7 | Common | Common Stock | 2021-11-17 | S | D | 2,280 | $255.57 | 92,594 | D | — | — | (F7) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $255.015 to $255.99. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 8 | Common | Common Stock | 2021-11-17 | S | D | 2,903 | $256.42 | 89,691 | D | — | — | (F8) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $256.04 to $256.995. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 9 | Common | Common Stock | 2021-11-17 | S | D | 4,634 | $257.30 | 85,057 | D | — | — | (F9) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $257.04 to $258.01. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 10 | Common | Common Stock | 2021-11-17 | S | D | 739 | $253.16 | 95,849 | D | — | — | (F5) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $252.68 to $253.41. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |