Form 4 for ENPH Enphase Energy, Inc.
Accepted 2022-03-11 00:00:00 ET · period of report 2022-03-10 · accession 0001463101-22-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-11 | 2022-03-10 | ENPH | Kothandaraman Badrinarayanan | Pres, CEO, Dir | S - Sale+OE | $175.65 | -80.0K | 1.03M | -7% | -$14.05M |
| D | 2022-03-11 | 2022-03-10 | ENPH | Kothandaraman Badrinarayanan | Pres, CEO, Dir | M - OptEx | $1.31 | +155.0K | 1.11M | +16% | +$203.1K |
| D | 2022-03-11 | 2022-03-10 | ENPH | Kothandaraman Badrinarayanan | Pres, CEO, Dir | M - OptEx | $0.00 | -155.0K | 399.7K | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-10 | S | D | 8,361 | $176.11 | 1,055,587 | D | — | — | (F6) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $175.53 to $176.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 2 | Common | Common Stock | 2022-03-10 | S | D | 5,569 | $177.03 | 1,050,018 | D | — | — | (F7) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $176.53 to $177.47. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 3 | Common | Common Stock | 2022-03-10 | S | D | 5,432 | $178.08 | 1,044,586 | D | — | — | (F8) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $177.66 to $178.63. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 4 | Common | Common Stock | 2022-03-10 | S | D | 17,634 | $179.06 | 1,026,952 | D | — | — | (F9) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $178.67 to $179.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 5 | Common | Common Stock | 2022-03-10 | S | D | 7,056 | $174.98 | 1,063,948 | D | — | — | (F5) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $174.53 to $175.47. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 6 | Common | Common Stock | 2022-03-10 | M | A | 155,000 | $1.31 | 1,105,802 | D | — | — | |
| 7 | Common | Common Stock | 2022-03-10 | S | D | 7,793 | $172.13 | 1,098,009 | D | — | — | (F2) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $171.52 to $172.51. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 8 | Common | Common Stock | 2022-03-10 | S | D | 11,761 | $173.00 | 1,086,248 | D | — | — | (F3) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $172.52 to $173.50. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 9 | Common | Common Stock | 2022-03-10 | S | D | 15,244 | $173.94 | 1,071,004 | D | — | — | (F4) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $173.53 to $174.52. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 10 | Common | Common Stock | 2022-03-10 | S | D | 1,150 | $179.72 | 1,025,802 | D | — | — | (F10) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $179.67 to $179.73. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 11 | Derivative | Stock Option (Right to Buy) | 2022-03-10 | M | D | 155,000 | $0.00 | 399,660 | D | $1.31 · — to 2024-04-15 | 155,000 Common Stock | (F11) 1/4 of the total number of shares subject to the Option granted shall vest and become exercisable on April 10, 2018 and in equal monthly installments thereafter until the Option is fully vested on April 10, 2021, subject to the grantee's continuous service as defined in the Plan. |