Form 4 for ENPH Enphase Energy, Inc.
Accepted 2023-07-11 00:00:00 ET · period of report 2023-07-07 · accession 0001463101-23-000118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-07-11 | 2023-07-07 | ENPH | Rodgers Thurman J | Dir | M - OptEx | $2.22 | +319.5K | 173.0K | New | +$710.4K |
| DM | 2023-07-11 | 2023-07-07 | ENPH | Rodgers Thurman J | Dir | M - OptEx | $0.00 | -319.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-07 | M | A | 111,052 | $0.7 | 284,007 | D | — | — | |
| 2 | Common | Common Stock | 2023-07-07 | M | A | 2,475 | $64.17 | 321,452 | D | — | — | |
| 3 | Common | Common Stock | 2023-07-07 | M | A | 10,016 | $14.58 | 318,977 | D | — | — | |
| 4 | Common | Common Stock | 2023-07-07 | M | A | 24,954 | $5.53 | 308,961 | D | — | — | |
| 5 | Common | Common Stock | 2023-07-07 | M | A | 171,029 | $1.11 | 172,955 | D | — | — | |
| 6 | Derivative | Non-qualified stock option (right to buy) | 2023-07-07 | M | D | 10,016 | $0.00 | 0 | D | $14.58 · — to 2026-05-14 | 10,016 Common Stock | (F3) Issued pursuant to the 2011 Equity Incentive Plan. (F4) This option is fully vested. |
| 7 | Derivative | Non-qualified stock option (right to buy) | 2023-07-07 | M | D | 24,954 | $0.00 | 0 | D | $5.53 · — to 2025-05-16 | 24,954 Common Stock | (F3) Issued pursuant to the 2011 Equity Incentive Plan. (F4) This option is fully vested. |
| 8 | Derivative | Non-qualified stock option (right to buy) | 2023-07-07 | M | D | 111,052 | $0.00 | 0 | D | $0.7 · — to 2024-05-17 | 111,052 Common Stock | (F3) Issued pursuant to the 2011 Equity Incentive Plan. (F4) This option is fully vested. |
| 9 | Derivative | Non-qualified stock option (right to buy) | 2023-07-07 | M | D | 171,029 | $0.00 | 0 | D | $1.11 · — to 2024-01-08 | 171,029 Common Stock | (F3) Issued pursuant to the 2011 Equity Incentive Plan. (F4) This option is fully vested. |
| 10 | Derivative | Non-qualified stock option (right to buy) | 2023-07-07 | M | D | 2,475 | $0.00 | 0 | D | $64.17 · — to 2027-05-19 | 2,475 Common Stock | (F3) Issued pursuant to the 2011 Equity Incentive Plan. (F4) This option is fully vested. |