Form 4 for ENPH Enphase Energy, Inc.
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-14 · accession 0001463101-23-000149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-09-18 | 2023-09-14 | ENPH | Rodgers Thurman J | Dir | P - Purchase | $122.76 | +32.6K | 85.2K | +62% | +$4.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-14 | P | A | 4,100 | $122.56 | 4,100 | I By Trust | — | — | (F5) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.50 to $122.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. (F6) These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. |
| 2 | Common | Common Stock | 2023-09-14 | P | A | 4,100 | $122.47 | 4,100 | I By Trust | — | — | (F3) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.36 to $122.62. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. (F4) These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. |
| 3 | Common | Common Stock | 2023-09-14 | P | A | 24,400 | $122.84 | 85,200 | I By Charitable Trust | — | — | (F1) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $122.59 to $123.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. (F2) These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the Reporting Person and his spouse serve as trustees and of which the Reporting Person and his spouse are beneficiaries. The Reporting Person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. |