Form 4 for ENPH Enphase Energy, Inc.
Accepted 2023-11-06 00:00:00 ET · period of report 2023-11-02 · accession 0001463101-23-000167 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-06 | 2023-11-02 | ENPH | Kothandaraman Badrinarayanan | Pres, CEO, Dir | M - OptEx | $1.29 | +150.0K | 1.35M | +13% | +$193.5K |
| D | 2023-11-06 | 2023-11-02 | ENPH | Kothandaraman Badrinarayanan | Pres, CEO, Dir | F - Tax | $78.92 | -77.7K | 1.27M | -6% | -$6.13M |
| D | 2023-11-06 | 2023-11-02 | ENPH | Kothandaraman Badrinarayanan | Pres, CEO, Dir | M - OptEx | $0.00 | -150.0K | 707.7K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-02 | M | A | 150,000 | $1.29 | 1,348,581 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-02 | F | D | 77,684 | $78.92 | 1,270,897 | D | — | — | (F1) Represents shares withheld by Enphase Energy, Inc. to satisfy the tax withholding obligation associated with the exercise of stock options originally granted on September 13, 2017. The Reporting Person exercised and held the remaining portion of the shares. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-11-02 | M | D | 150,000 | $0.00 | 707,660 | D | $1.29 · — to 2024-09-12 | 150,000 Common Stock | (F2) This option is fully vested. |