Form 4 for ENPH Enphase Energy, Inc.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-02-09 · accession 0001463101-24-000033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-05 | 2024-02-09+ | ENPH | Kothandaraman Badrinarayanan | Pres, CEO, Dir | G - Gift | $0.00 | -1.58M | 89.8K | -95% | $0 |
| MI | 2024-03-05 | 2024-02-09+ | ENPH | Kothandaraman Badrinarayanan | Pres, CEO, Dir | G - Gift | $0.00 | +1.58M | 1.57M | New | $0 |
| M | 2024-03-05 | 2024-03-01 | ENPH | Kothandaraman Badrinarayanan | Pres, CEO, Dir | F - Tax | $129.66 | -19.9K | 76.8K | -21% | -$2.58M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | G | D | 18,125 | $0.00 | 50,766 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-01 | G | A | 18,125 | $0.00 | 1,584,530 | I | — | — | |
| 3 | Common | Common Stock | 2024-02-09 | G | D | 1,566,405 | $0.00 | 89,766 | D By Trust | — | — | (F1) Represents various transfers into the Kothandaraman-Santhanam Living Trust (the "Trust") since February 2023. (F2) These shares are held directly by the Trust for which the Reporting Person serves as a trustee. |
| 4 | Common | Common Stock | 2024-03-01 | F | D | 8,368 | $129.66 | 81,398 | D | — | — | (F3) Represents shares withheld by the Issuer to satisfy the tax withholding obligation associated with the vesting of restricted stock units ("RSUs") granted to the Reporting Person on April 8, 2022. |
| 5 | Common | Common Stock | 2024-03-01 | F | D | 6,904 | $129.66 | 69,891 | D | — | — | (F5) Represents shares withheld by the Issuer to satisfy the tax withholding obligation associated with the vesting of performance stock units granted to the Reporting Person on March 8, 2023. |
| 6 | Common | Common Stock | 2024-03-01 | F | D | 4,603 | $129.66 | 76,795 | D | — | — | (F4) Represents shares withheld by the Issuer to satisfy the tax withholding obligation associated with the vesting of RSUs granted to the Reporting Person on March 8, 2023 |
| 7 | Common | Common Stock | 2024-02-09 | G | A | 1,566,405 | $0.00 | 1,566,405 | I By Trust | — | — | (F1) Represents various transfers into the Kothandaraman-Santhanam Living Trust (the "Trust") since February 2023. (F2) These shares are held directly by the Trust for which the Reporting Person serves as a trustee. |