Form 4 for ESCA ESCALADE INC
Accepted 2026-03-03 00:00:00 ET · period of report 2026-02-27 · accession 0001463197-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-03 | 2026-03-03 | ESCA | Griffin Patrick J | CEO, INTERIM Pres, Dir, 10% | M - OptEx | — | +1,850 | 576.5K | +0.3% | — |
| D | 2026-03-03 | 2026-02-27 | ESCA | Griffin Patrick J | CEO, INTERIM Pres, Dir, 10% | A - Grant | $14.40 | +11.3K | 574.7K | +2% | +$162.2K |
| D | 2026-03-03 | 2026-03-03 | ESCA | Griffin Patrick J | CEO, INTERIM Pres, Dir, 10% | M - OptEx | $0.00 | -1,850 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-03 | M | A | 1,850 | — | 576,515.23 | D | — | — | (F2) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2026-02-27 | A | A | 11,263 | $14.40 | 574,665.23 | D | — | — | (F1) The grant of ESCA common stock is in lieu of cash payment of the 2025 annual cash incentive bonus payable to the reporting person for services as an officer. The ESCA common stock is awarded pursuant to the Escalade, Incorporated 2017 Incentive Plan. |
| 3 | Derivative | Restricted Stock Units | 2026-03-03 | M | D | 1,850 | $0.00 | 0 | D | — · — to 2026-03-03 | 1,850 Common Stock | (F8) Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F2) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F9) On March 3, 2023, the reporting person was granted 5,550 RSUs pursuant to the Escalade 2017 Plan, of which 1,850 RSUs vested on March 3, 2024 and an additional 1,850 RSUs vested and settled on March 3, 2025, as previously reported. The remaining 1,850 RSUs vested and settled on March 3, 2026, as reported on this Form 4. All RSUs settle in shares of ESCA common stock. |