Form 4 for ESCA ESCALADE INC
Accepted 2026-03-12 00:00:00 ET · period of report 2026-03-11 · accession 0001463197-26-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-12 | 2026-03-11 | ESCA | Griffin Patrick J | Pres, CEO, Dir, 10% | M - OptEx | — | +1,840 | 578.4K | +0.3% | — |
| D | 2026-03-12 | 2026-03-11 | ESCA | Griffin Patrick J | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -1,840 | 3,680 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-11 | M | A | 1,840 | — | 578,355.23 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2026-03-11 | M | D | 1,840 | $0.00 | 3,680 | D | — · — to 2028-03-11 | 1,840 Common Stock | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F7) Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F8) On March 11, 2025, the reporting person was granted 5,520 RSUs pursuant to the Escalade 2017 Plan, of which 1,840 RSUs vested on March 11, 2026. An additional 1,840 RSUs will vest on March 11, 2027 and 1,840 RSUs will vest on March 11, 2028, provided that the reporting person remains an employee, director or consultant of Escalade. |