Form 4/A for TWO-PC TWO HARBORS INVESTMENT CORP.

Accepted 2024-01-17 00:00:00 ET · period of report 2024-01-08 · accession 0001465740-24-000022 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MA	2024-01-17	2024-01-08	TWO-PC	KEEN MATTHEW	CTO	A - Grant	$0.00	+10.2K	32.4K	+46%	$0
A	2024-01-17	2024-01-09	TWO-PC	KEEN MATTHEW	CTO	S - Sale	$14.05	-1,147	33.5K	-3%	-$16.1K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common stock, par value $0.01 per share	2024-01-08	A	A	2,295	$0.00	34,696	D	—	—	(F3) Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
2	Common	Common stock, par value $0.01 per share	2024-01-09	S	D	1,147	$14.05	33,549	D	—	—
3	Common	Common stock, par value $0.01 per share	2024-01-08	A	A	7,939	$0.00	32,401	D	—	—	(F2) This Form 4 amendment is being filed to correct the number of RSUs granted to the reported person on January 8, 2024. The original Form 4 filed on January 10, 2024 incorrectly reported a grant of 8,645 RSUs, instead of 7,939. (F1) Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.