Form 4 for TWO-PC TWO HARBORS INVESTMENT CORP.
Accepted 2025-01-10 00:00:00 ET · period of report 2025-01-07 · accession 0001465740-25-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-01-10 | 2025-01-07 | TWO-PC | Halm Jillian | CAO | A - Grant | $0.00 | +9,222 | 12.1K | +320% | $0 |
| 2025-01-10 | 2025-01-08 | TWO-PC | Halm Jillian | CAO | S - Sale | $11.31 | -481 | 11.6K | -4% | -$5,440 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.01 per share | 2025-01-07 | A | A | 8,741 | $0.00 | 11,623 | D | — | — | (F1) Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. |
| 2 | Common | Common stock, par value $0.01 per share | 2025-01-08 | S | D | 481 | $11.31 | 11,623 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.3003 to $11.3217 inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Common stock, par value $0.01 per share | 2025-01-07 | A | A | 481 | $0.00 | 12,104 | D | — | — | (F2) Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. |