Form 4 for OTTR Otter Tail Corp
Accepted 2023-11-20 00:00:00 ET · period of report 2023-11-20 · accession 0001466593-23-000163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-20 | 2023-11-20 | OTTR | ERICKSON JOHN D | Dir | G - Gift | $0.00 | 0 | 141.0K | New | $0 |
| I | 2023-11-20 | 2023-11-20 | OTTR | ERICKSON JOHN D | Dir | S - Sale | $77.36 | -2,500 | 0 | -100% | -$193.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-20 | G | A | 2,500 | $0.00 | 2,500 | I By Foundation | — | — | |
| 2 | Common | Common Stock | 2023-11-20 | G | D | 2,500 | $0.00 | 140,989 | I By Trust | — | — | (F1) These shares were gifted from the John D Erickson Trust to the John and Kim Erickson Family Foundation, a non-profit charitable corporation. (F2) Total holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Share Award distributions. |
| 3 | Common | Common Stock | 2023-11-20 | S | D | 2,500 | $77.36 | 0 | I By Foundation | — | — | (F3) $77.36 is the weighted average sales price of the shares sold. These shares were sold in multiple transactions at prices ranging from $77.30 to $77.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |