Form 4 for OTTR Otter Tail Corp
Accepted 2024-02-08 00:00:00 ET · period of report 2024-02-06 · accession 0001466593-24-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-08 | 2024-02-06 | OTTR | Abbott John S | SVP, Manufacturing Platform | M - OptEx | $93.33 | +1,825 | 42.0K | +5% | +$170.3K |
| DM | 2024-02-08 | 2024-02-06 | OTTR | Abbott John S | SVP, Manufacturing Platform | F - Tax | $93.33 | -6,834 | 41.1K | -14% | -$637.8K |
| D | 2024-02-08 | 2024-02-06 | OTTR | Abbott John S | SVP, Manufacturing Platform | A - Grant | $93.33 | +12.0K | 46.1K | +35% | +$1.12M |
| DM | 2024-02-08 | 2024-02-06 | OTTR | Abbott John S | SVP, Manufacturing Platform | M - OptEx | $0.00 | -1,825 | 575 | -76% | $0 |
| D | 2024-02-08 | 2024-02-06 | OTTR | Abbott John S | SVP, Manufacturing Platform | A - Grant | $0.00 | +1,400 | 1,400 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-06 | M | A | 1,825 | $93.33 | 41,996 | D | — | — | (F3) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. |
| 2 | Common | Common Stock | 2024-02-06 | F | D | 5,977 | $93.33 | 40,171 | D | — | — | (F2) These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). |
| 3 | Common | Common Stock | 2024-02-06 | A | A | 12,000 | $93.33 | 46,148 | D | — | — | (F1) Represents shares received upon the vesting of certain performance criteria in connection with a Performance Share Award (granted in 2021). |
| 4 | Common | Common Stock | 2024-02-06 | F | D | 857 | $93.33 | 41,139 | D | — | — | (F2) These shares were withheld by the Corporation to pay taxes due upon vesting of this award, exempt pursuant to Rule 16b-3(e). (F4) Total direct holdings include shares acquired individually pursuant to Restricted Stock Awards and Performance Shares Awards. |
| 5 | Derivative | Restricted Stock Units | 2024-02-06 | M | D | 400 | $0.00 | 0 | D | — · 2021-02-06 to — | 0 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. (F5) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 6 | Derivative | Restricted Stock Units | 2024-02-06 | A | A | 1,400 | $0.00 | 1,400 | D | — · 2025-02-06 to — | 1,400 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. (F5) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 7 | Derivative | Restricted Stock Units | 2024-02-06 | M | D | 450 | $0.00 | 1,350 | D | — · 2024-02-06 to — | 1,350 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. (F5) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 8 | Derivative | Restricted Stock Units | 2024-02-06 | M | D | 400 | $0.00 | 800 | D | — · 2023-02-06 to — | 800 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. (F5) The restricted stock units vest in four equal annual installments beginning the date shown above. |
| 9 | Derivative | Restricted Stock Units | 2024-02-06 | M | D | 575 | $0.00 | 575 | D | — · 2022-02-06 to — | 575 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of Otter Tail Corporation stock. (F5) The restricted stock units vest in four equal annual installments beginning the date shown above. |