Form 4 for KEQU KEWAUNEE SCIENTIFIC CORP /DE/
Accepted 2024-07-02 00:00:00 ET · period of report 2024-06-30 · accession 0001467437-24-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-02 | 2024-07-01 | KEQU | Phillips Elizabeth D | VP - Human Resources | F - Tax | $44.86 | -1,704 | 12.3K | -12% | -$76.4K |
| D | 2024-07-02 | 2024-06-30 | KEQU | Phillips Elizabeth D | VP - Human Resources | M - OptEx | $0.00 | +3,736 | 14.0K | +36% | $0 |
| DM | 2024-07-02 | 2024-06-30 | KEQU | Phillips Elizabeth D | VP - Human Resources | M - OptEx | $0.00 | -3,736 | 1,756 | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-01 | F | D | 1,704 | $44.86 | 12,295 | D | — | — | |
| 2 | Common | Common Stock | 2024-06-30 | M | A | 3,736 | $0.00 | 13,999 | D | — | — | (F1) Restricted stock units convert to common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units FY24 | 2024-06-30 | M | D | 476 | $0.00 | 4,281 | D | — · — to — | 476 Common Stock | (F1) Restricted stock units convert to common stock on a one-for-one basis. (F4) On June 28, 2023, the reporting person was granted restricted stock units that vest as follows: (a) 30% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning on June 30, 2024, subject to the reporting person's continued employment with the Company, and (b) 70% of the number of restricted stock units subject to the award consist of performance-based restricted stock units that vest only if performance goals are achieved over a three-year period. The actual number of units (if any) received under this award will depend on continued employment and actual performance over the three-year performance period. |
| 4 | Derivative | Restricted Stock Units FY22 | 2024-06-30 | M | D | 1,504 | $0.00 | 0 | D | — · — to — | 1,504 Common Stock | (F1) Restricted stock units convert to common stock on a one-for-one basis. (F2) On June 23, 2021, the reporting person was granted restricted stock units that vest as follows: (a) 100% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning on June 30, 2022, subject to the reporting person's continued employment with the Company. |
| 5 | Derivative | Restricted Stock Units FY23 | 2024-06-30 | M | D | 1,756 | $0.00 | 1,756 | D | — · — to — | 1,756 Common Stock | (F1) Restricted stock units convert to common stock on a one-for-one basis. (F3) On June 29, 2022, the reporting person was granted restricted stock units that vest as follows: (a) 100% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning on June 30, 2023, subject to the reporting person's continued employment with the Company. |