Form 4 for RUN Sunrun Inc.
Accepted 2022-11-18 00:00:00 ET · period of report 2022-11-16 · accession 0001469367-22-000163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-18 | 2022-11-16 | RUN | Philpot Michelle | CAO | M - OptEx | $10.46 | +6,000 | 34.1K | +21% | +$62.8K |
| DM | 2022-11-18 | 2022-11-16 | RUN | Philpot Michelle | CAO | M - OptEx | $0.00 | -6,000 | 1,263 | -83% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-16 | M | A | 2,220 | $14.57 | 37,951 | D | — | — | (F1) Includes 1,603 shares acquired under the Issuer's employee stock purchase plan. (F2) Shares held following the reported transactions include 19,194 Restricted Stock Units, which are subject to forfeiture until they vest. |
| 2 | Common | Common Stock | 2022-11-16 | M | A | 3,780 | $8.05 | 34,128 | D | — | — | |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-11-16 | M | D | 2,220 | $0.00 | 7,897 | D | $14.57 · — to 2029-03-13 | 2,220 Common Stock | (F4) 25% of the shares subject to the option vested on March 15, 2020, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-11-16 | M | D | 3,780 | $0.00 | 1,263 | D | $8.05 · — to 2028-03-19 | 3,780 Common Stock | (F3) The shares subject to the option are fully vested and exercisable. |