Form 4 for RUN Sunrun Inc.
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-30 · accession 0001469367-23-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-04 | 2023-01-04 | RUN | Fenster Edward Harris | Co-Executive COB, Dir | G - Gift | $0.00 | -25.0K | 1.29M | -2% | $0 |
| DM | 2023-01-04 | 2023-01-03 | RUN | Fenster Edward Harris | Co-Executive COB, Dir | M - OptEx | $14.19 | +7,465 | 1.32M | +0.6% | +$105.9K |
| DM | 2023-01-04 | 2022-12-30+ | RUN | Fenster Edward Harris | Co-Executive COB, Dir | S - Sale+OE | $24.11 | -253.5K | 1.31M | -16% | -$6.11M |
| DM | 2023-01-04 | 2023-01-03 | RUN | Fenster Edward Harris | Co-Executive COB, Dir | M - OptEx | $0.00 | -7,465 | 188.0K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-04 | G | D | 25,000 | $0.00 | 1,293,871 | D | — | — | (F3) Shares held following the reported transactions include 95,878 Restricted Stock Units, which are subject to forfeiture until they vest. |
| 2 | Common | Common Stock | 2023-01-03 | M | A | 6,863 | $14.57 | 1,318,269 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-03 | M | A | 602 | $9.81 | 1,318,871 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-30 | S | D | 153,464 | $23.59 | 1,411,406 | D | — | — | (F2) Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.22 to $23.97 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 5 | Common | Common Stock | 2023-01-03 | S | D | 100,000 | $24.92 | 1,311,406 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-01-03 | M | D | 602 | $0.00 | 147,508 | D | $9.81 · — to 2030-03-29 | 602 Common Stock | (F5) 25% of the shares subject to the option vested on March 17, 2021, and 1/36 of the remaining shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2023-01-03 | M | D | 6,863 | $0.00 | 187,981 | D | $14.57 · — to 2029-03-13 | 6,863 Common Stock | (F4) 25% of the shares subject to the option vested on March 15, 2020, and 1/36 of the remaining shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. |