Form 4 for RUN Sunrun Inc.
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0001469367-23-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-17 | 2023-03-15 | RUN | Fenster Edward Harris | Dir | M - OptEx | $5.00 | +33.0K | 1.32M | +3% | +$165.0K |
| DM | 2023-03-17 | 2023-03-15+ | RUN | Fenster Edward Harris | Dir | S - Sale+OE | $19.14 | -39.6K | 1.29M | -3% | -$757.5K |
| D | 2023-03-17 | 2023-03-15 | RUN | Fenster Edward Harris | Dir | M - OptEx | $0.00 | -33.0K | 329.0K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | M | A | 33,000 | $5.00 | 1,319,985 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | S | D | 3,740 | $19.07 | 1,283,245 | D | — | — | (F4) Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.9001 to $19.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 3 | Common | Common Stock | 2023-03-17 | S | D | 2,842 | $17.70 | 1,280,403 | D | — | — | (F5) Price represents the weighted average sale price of the shares sold. The sale price ranged from $17.41 to $18.10 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. (F6) Shares held following the reported transactions include 70,001 RSUs, which are subject to forfeiture until they vest. |
| 4 | Common | Common Stock | 2023-03-15 | S | D | 33,000 | $19.27 | 1,286,985 | D | — | — | (F2) Price represents the weighted average sale price of the shares sold. The sale price ranged from $18.92 to $19.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-03-15 | M | D | 33,000 | $0.00 | 329,000 | D | $5.00 · — to 2027-03-14 | 33,000 Common Stock | (F7) The shares subject to the option are fully vested and exercisable. |