Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2022-02-07 00:00:00 ET · period of report 2022-02-03 · accession 0001472650-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-07 | 2022-02-03 | EXLS | Nicolelli Maurizio | EVP, CFO | M - OptEx | $0.00 | +1,475 | 4,685 | +46% | $0 |
| D | 2022-02-07 | 2022-02-03 | EXLS | Nicolelli Maurizio | EVP, CFO | F - Tax | $121.95 | -491 | 4,194 | -10% | -$59.9K |
| D | 2022-02-07 | 2022-02-03 | EXLS | Nicolelli Maurizio | EVP, CFO | M - OptEx | $0.00 | -1,475 | 2,949 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-02-03 | M | A | 1,475 | $0.00 | 4,685 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.001 per share | 2022-02-03 | F | D | 491 | $121.95 | 4,194 | D | — | — | (F2) The reporting person's restricted stock units reported in this report vested on February 3, 2022. Under the Company's 2018 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 3 | Derivative | Restricted Stock Units | 2022-02-03 | M | D | 1,475 | $0.00 | 2,949 | D | — · — to 2031-02-03 | 1,475 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F3) On February 3, 2020, the reporting person was granted 5,898 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 3, 2021, an additional 25 percent of the restricted stock units became vested on February 3, 2022, an additional 25 percent of the restricted stock units will vest on February 3, 2023, and the remaining balance of 25 percent of the restricted stock units will vested on February 3, 2024 |