Form 4 for EXLS ExlService Holdings, Inc.
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001472650-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-22 | 2023-02-17+ | EXLS | Nicolelli Maurizio | EVP, CFO | M - OptEx | $0.00 | +2,821 | 15.7K | +22% | $0 |
| DM | 2023-02-22 | 2023-02-17+ | EXLS | Nicolelli Maurizio | EVP, CFO | F - Tax | $170.55 | -1,111 | 15.6K | -7% | -$189.5K |
| DM | 2023-02-22 | 2023-02-17+ | EXLS | Nicolelli Maurizio | EVP, CFO | M - OptEx | $0.00 | -2,821 | 1,092 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-02-19 | M | A | 1,091 | $0.00 | 16,062 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.001 per share | 2023-02-17 | M | A | 1,730 | $0.00 | 15,652 | D | — | — | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. |
| 3 | Common | Common Stock, par value $0.001 per share | 2023-02-17 | F | D | 681 | $170.57 | 14,971 | D | — | — | (F2) The reporting person's restricted stock units reported in this report vested on February 17, 2023. Under the Company's 2018 Amendment and Restatement of the 2006 Omnibus Award Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 4 | Common | Common Stock, par value $0.001 per share | 2023-02-19 | F | D | 430 | $170.53 | 15,632 | D | — | — | (F3) The reporting person's restricted stock units reported in this report vested on February 19, 2023. Pursuant to the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan, pursuant to which such restricted stock units were granted, the closing price of the Common Stock on the Nasdaq Global Select Market on the preceding day is used for purposes of computing tax reporting and withholding. |
| 5 | Derivative | Restricted Stock Units | 2023-02-17 | M | D | 1,730 | $0.00 | 3,460 | D | — · — to — | 1,730 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F4) On February 17, 2021, the reporting person was granted 6,920 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 17, 2022, an additional 25 percent of the restricted stock units became vested on February 17, 2023, an additional 25 percent of the restricted stock units will vest on February 17, 2024, and the remaining balance of 25 of the restricted stock units will vest on February 17, 2025. |
| 6 | Derivative | Restricted Stock Units | 2023-02-19 | M | D | 1,091 | $0.00 | 1,092 | D | — · — to — | 1,091 Common Stock, par value $0.001 per share | (F1) Restricted stock units of ExlService Holdings, Inc. (the "Company") convert into common stock, par value $0.001 per share (the "Common Stock") on a one-for-one basis. (F5) On February 19, 2020, the reporting person was granted 4,365 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date. 25 percent of the restricted stock units became vested on February 19, 2021, an additional 25 percent of the restricted stock units became vested on February 19, 2022, an additional 25 percent of the restricted stock units became vested on February 19, 2023, and the remaining balance of 25 of the restricted stock units will vest on February 19, 2024. |