Form 4 for GBDC GOLUB CAPITAL BDC, Inc.
Accepted 2024-06-05 00:00:00 ET · period of report 2024-06-03 · accession 0001476765-24-000051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-06-05 | 2024-06-03 | GBDC | Golub David | CEO, Dir | A - Grant | — | +3.46M | 1.68M | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2024-06-03 | A | A | 1,780,496 | — | 3,477,233 | I By GCOP LLC | — | — | (F1) Acquired pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC 3, Inc. ("GBDC 3"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,948,452 shares of GBDC 3 common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to the closing of the merger was, $16.57. (F2) Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. |
| 2 | Common | Common Stock, par value $0.001 per share | 2024-06-03 | A | A | 1,676,387 | — | 1,676,387 | I By GEMS Fund 4, L.P. | — | — | (F3) Acquired pursuant to the Merger Agreement in exchange for 1,834,523 shares of GBDC 3 common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to the closing of the merger, was $16.57. (F4) Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. |