Form 4 for EXFY Expensify, Inc.
Accepted 2023-12-01 00:00:00 ET · period of report 2023-09-15 · accession 0001476840-23-000199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-01 | 2023-11-30 | EXFY | Schaffer Ryan | CFO, Dir | S - Sale+OE | $2.39 | -9,212 | 101.1K | -8% | -$22.0K |
| DM | 2023-12-01 | 2023-09-15+ | EXFY | Schaffer Ryan | CFO, Dir | A - Grant | $0.00 | +24.2K | 91.7K | +36% | $0 |
| D | 2023-12-01 | 2023-09-15 | EXFY | Schaffer Ryan | CFO, Dir | F - Tax | $4.11 | -2,210 | 89.5K | -2% | -$9,083 |
| D | 2023-12-01 | 2023-11-30 | EXFY | Schaffer Ryan | CFO, Dir | M - OptEx | $0.97 | +4,000 | 105.1K | +4% | +$3,880 |
| D | 2023-12-01 | 2023-11-30 | EXFY | Schaffer Ryan | CFO, Dir | M - OptEx | $0.00 | -4,000 | 324.3K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-30 | S | D | 4,000 | $2.37 | 101,052 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.42, inclusive. The reporting person undertakes to provide to Expensify, Inc., any security holder of Expensify, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (6) to this Form 4. |
| 2 | Common | Class A Common Stock | 2023-11-30 | S | D | 5,212 | $2.41 | 101,052 | D | — | — | (F3) Represents the Reporting Person's pro rata portion of the total shares sold on the transaction date to cover taxes for shares awarded under the SPMP for certain employees of the Issuer. (F4) The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes for shares awarded under the SPMP for certain employees of the Issuer. These shares were sold in multiple transactions at prices ranging from $2.39 to $2.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2023-11-29 | A | A | 16,737 | $0.00 | 106,264 | D | — | — | (F1) Shares awarded under the Expensify, Inc. 2021 Stock Purchase and Matching Plan ("SPMP"). |
| 4 | Common | Class A Common Stock | 2023-09-15 | F | D | 2,210 | $4.11 | 89,527 | D | — | — | |
| 5 | Common | Class A Common Stock | 2023-09-15 | A | A | 7,452 | $0.00 | 91,737 | D | — | — | (F1) Shares awarded under the Expensify, Inc. 2021 Stock Purchase and Matching Plan ("SPMP"). |
| 6 | Common | Class A Common Stock | 2023-11-30 | M | A | 4,000 | $0.97 | 105,052 | D | — | — | |
| 7 | Derivative | Stock Option | 2023-11-30 | M | D | 4,000 | $0.00 | 324,283 | D | $0.97 · — to 2029-04-11 | 4,000 Class A Common Stock | (F7) Reflects remaining portion of the stock option that originally vested in 72 equal monthly installments beginning on May 12, 2019. |