Form 4 for ASAN Asana, Inc.
Accepted 2024-09-25 00:00:00 ET · period of report 2024-09-23 · accession 0001477720-24-000088 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-25 | 2024-09-23 | ASAN | Rosenstein Justin | Dir, 10% | G - Gift | $0.00 | -550.0K | 2.20M | -20% | $0 |
| DI | 2024-09-25 | 2024-09-23 | ASAN | Rosenstein Justin | Dir, 10% | G - Gift | $0.00 | +847.5K | 847.5K | New | $0 |
| D | 2024-09-25 | 2024-09-23 | ASAN | Rosenstein Justin | Dir, 10% | G - Gift | $0.00 | -847.5K | 16.57M | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-09-23 | G | D | 550,000 | $0.00 | 2,197,309 | D | — | — | (F1) Represents shares of Class A Common Stock that the Reporting Person donated as a gift to National Philanthropic Trust. The Reporting Person does not exercise voting or investment control, directly or indirectly, over National Philanthropic Trust or any of its affiliates, or over the donated shares following this transfer. The Reporting Person does not have any pecuniary interest in any shares held by National Philanthropic Trust. |
| 2 | Derivative | Class B Common Stock | 2024-09-23 | G | A | 847,458 | $0.00 | 847,458 | I | — · — to — | 847,458 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. |
| 3 | Derivative | Class B Common Stock | 2024-09-23 | G | D | 847,458 | $0.00 | 16,566,532 | D See footnote | — · — to — | 847,458 Class A Common Stock | (F2) Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date. (F4) The shares are held of record by Justin Rosenstein 2024 Grantor Retained Annuity Trust. The Reporting Person is the grantor and trustee of Justin Rosenstein 2024 Grantor Retained Annuity Trust and may be deemed to have voting power and dispositive power over the shares held by the trust. |