Form 4 for UPXI UPEXI, INC.
Accepted 2023-07-07 00:00:00 ET · period of report 2023-06-22 · accession 0001477932-23-005103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-07-07 | 2023-06-22+ | UPXI | MARSHALL ALLAN | CEO, Dir, 10% | P - Purchase | $2.36 | +79.9K | 2.62M | +3% | +$188.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-28 | P | A | 24,000 | $2.26 | 2,690,803 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $2.25 to $2.45. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-06-26 | P | A | 23,952 | $2.43 | 2,642,803 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $2.25 to $2.45. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2023-06-22 | P | A | 100 | $2.28 | 2,610,958 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $2.25 to $2.45. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2023-06-27 | P | A | 24,000 | $2.39 | 2,666,803 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $2.25 to $2.45. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2023-06-23 | P | A | 7,893 | $2.39 | 2,618,851 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $2.25 to $2.45. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |