Form 4 for UPXI UPEXI, INC.
Accepted 2025-12-17 00:00:00 ET · period of report 2025-10-01 · accession 0001477932-25-009027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-12-17 | 2025-10-01 | UPXI | MARSHALL ALLAN | CEO, Dir | A - Grant | $0.00 | +1.60M | 3.85M | +71% | $0 | |
| M | 2025-12-17 | 2025-12-15+ | UPXI | MARSHALL ALLAN | CEO, Dir | P - Purchase | $2.07 | +150.0K | 4.00M | +4% | +$310.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-10-01 | A | A | 1,600,000 | $0.00 | 3,846,261 | D | — | — | (F2) The shares of Common Stock reported herein were granted pursuant to the Issuer's Equity Incentive Plan. (F1) Vests quarterly in equal installments over 12 months beginning October 1, 2025. |
| 2 | Common | Common Stock | 2025-12-15 | P | A | 100,000 | $2.07 | 3,946,261 | D | — | — | |
| 3 | Common | Common Stock | 2025-12-16 | P | A | 50,000 | $2.07 | 3,996,261 | D | — | — |