Form 4 for MXL MAXLINEAR, INC
Accepted 2026-03-04 00:00:00 ET · period of report 2026-03-02 · accession 0001478340-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-03-04 | 2026-03-02 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | F - Tax | $17.99 | -148.9K | 818.2K | -15% | -$2.68M |
| D | 2026-03-04 | 2026-03-02 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | M - OptEx | $0.00 | +90.4K | 982.0K | +10% | $0 |
| DM | 2026-03-04 | 2026-03-02 | MXL | SEENDRIPU KISHORE | COB, Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -90.4K | 139.3K | -39% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-02 | F | D | 31,048 | $17.99 | 845,603 | D | — | — | (F1) The Reporting Person deferred delivery of shares of the Company's Common Stock awarded for the 2025 performance period under the Company's Executive Incentive Bonus Plan reported in the Form 4 filed February 23, 2026. On March 2, 2026, the deferred shares were settled and shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026. |
| 2 | Common | Common Stock | 2026-03-02 | F | D | 90,426 | $17.99 | 891,565 | D | — | — | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. |
| 3 | Common | Common Stock | 2026-03-02 | M | A | 90,426 | $0.00 | 981,991 | D | — | — | |
| 4 | Common | Common Stock | 2026-03-02 | F | D | 27,421 | $17.99 | 818,182 | D | — | — | (F2) Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2025 fiscal year that were approved as part of the 2025 performance-based restricted stock award granted on August 4, 2025. All shares were issued pursuant to the Company's Amended and Restated 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2025 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control. |
| 5 | Derivative | Restricted Stock Units | 2026-03-02 | M | D | 13,543 | $0.00 | 49,115 | D | — · — to — | 13,543 Common Stock | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F17) Subject to the Reporting Person's continuous status as a Service Provider (as defined in the 2010 Equity Incentive Plan) on each applicable vesting date, twenty five percent (25%) of the 98,231 RSUs subject to the award vested on February 20, 2025, and twenty five percent (25%) of the RSUs subject to the award vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2028. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026. |
| 6 | Derivative | Restricted Stock Units | 2026-03-02 | M | D | 76,883 | $0.00 | 139,252 | D | — · — to — | 76,883 Common Stock | (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. (F18) Subject to the Reporting Person continuing to be a Service Provider (as defined in the Company's Amended and Restated 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 417,754 RSUs subject to the award vested on February 20, 2025, and one-third (1/3rd) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027. The Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2026. On March 2, 2026, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the Nasdaq Global Select Market on March 2, 2026. |