Form 4 for NTRS Northern Trust
Accepted 2026-02-02 00:00:00 ET · period of report 2026-01-30 · accession 0001478669-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-02-02 | 2026-01-30 | NTRS | SMITH DAVID BYRON JR | Dir | G - Gift | $0.00 | +1,340 | 82.9K | +2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-30 | G | A | 1,340 | $0.00 | 82,935 | I By Revocable Trust | — | — | (F2) On December 11, 2025, the reporting person dissolved two previously existing and reportable trusts and contributed the securities held by such trusts to this newly established revocable trust. No consideration was paid in connection with these transfers. (F1) On January 30, 2026, a trust in which the reporting person has a partial direct pecuniary interest distributed 10,720 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,340 shares were distributed to the reporting person. |