Form 4 for MCO Moody's Corporation
Accepted 2026-05-04 17:09:20 ET · period of report 2026-05-01 · accession 0001481153-26-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2026-05-04 17:09 | 2026-05-01 | MCO | Fauber Robert | Pres, CEO, Dir | S - Sale+OE | $466.39 | -1,467 | 75.2K | -2% | -$684.2K |
| DMT | 2026-05-04 17:09 | 2026-05-01 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $140.03 | +1,167 | 76.4K | +2% | +$163.4K |
| DMT | 2026-05-04 17:09 | 2026-05-01 | MCO | Fauber Robert | Pres, CEO, Dir | M - OptEx | $0.00 | -1,167 | 2,872 | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-05-01 | S | D | 300 | $466.39 | 75,188.92 | D | — | — | (F1) Sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| 2 | Common | Common Stock | 2026-05-01 | M | A | 592 | $113.34 | 75,780.92 | D | — | — | (F2) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| 3 | Common | Common Stock | 2026-05-01 | M | A | 575 | $167.50 | 76,355.92 | D | — | — | (F2) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| 4 | Common | Common Stock | 2026-05-01 | S | D | 1,167 | $466.39 | 75,188.92 | D | — | — | (F2) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2026-05-01 | M | D | 592 | $0.00 | 2,419 | D | $113.34 · 2018-02-23 to 2027-02-23 | 592 Common Stock | (F2) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. (F3) One fourth of options vest each year beginning with the date indicated. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2026-05-01 | M | D | 575 | $0.00 | 2,872 | D | $167.50 · 2019-02-16 to 2028-02-16 | 575 Common Stock | (F2) Exercise and sale of shares pursuant to a Rule 10b5-1 plan adopted by Mr. Fauber on July 30, 2025. (F3) One fourth of options vest each year beginning with the date indicated. |