Form 4 for OM Outset Medical, Inc.
Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-07 · accession 0001484612-21-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-07 | 2021-09-07 | OM | Brottem John L. | GC | S - Sale+OE | $50.00 | -2,890 | 15.0K | -16% | -$144.5K |
| DM | 2021-09-07 | 2021-09-07 | OM | Brottem John L. | GC | M - OptEx | $9.48 | +2,890 | 16.5K | +21% | +$27.4K |
| DM | 2021-09-07 | 2021-09-07 | OM | Brottem John L. | GC | M - OptEx | $0.00 | -2,890 | 63.6K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-07 | S | D | 1,445 | $50.00 | 15,047 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-07 | S | D | 1,445 | $50.00 | 15,047 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-07 | M | A | 1,445 | $9.48 | 16,492 | D | — | — | (F1) Includes 375 shares of Common Stock acquired pursuant to the Outset Medical, Inc. 2020 Employee Stock Purchase Plan ("ESPP"), for the purchase period of March 1, 2021 to August 31, 2021. This transaction is exempt from Rule 16b-3(c). |
| 4 | Common | Common Stock | 2021-09-07 | M | A | 1,445 | $9.48 | 16,492 | D | — | — | |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-09-07 | M | D | 1,445 | $0.00 | 65,008 | D | $9.48 · — to 2030-05-26 | 1,445 Common Stock | (F3) This option vests 25% on May 26, 2021 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date. |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-09-07 | M | D | 1,445 | $0.00 | 63,563 | D | $9.48 · — to 2030-05-26 | 1,445 Common Stock | (F3) This option vests 25% on May 26, 2021 and then in 36 equal monthly installments thereafter, subject to the reporting person's continued employment through the applicable vesting date. |