Form 4 for OM Outset Medical, Inc.
Accepted 2021-11-02 00:00:00 ET · period of report 2021-11-01 · accession 0001484612-21-000072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-02 | 2021-11-01 | OM | Trigg Leslie | CEO, Dir | M - OptEx | $2.93 | +35.0K | 265.6K | +15% | +$102.5K |
| DM | 2021-11-02 | 2021-11-01 | OM | Trigg Leslie | CEO, Dir | S - Sale+OE | $56.41 | -35.0K | 250.6K | -12% | -$1.97M |
| DM | 2021-11-02 | 2021-11-01 | OM | Trigg Leslie | CEO, Dir | M - OptEx | $0.00 | -35.0K | 29.4K | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | M | A | 20,000 | $2.93 | 270,567 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-01 | M | A | 15,000 | $2.93 | 265,567 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-01 | S | D | 15,000 | $55.00 | 250,567 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-01 | S | D | 20,000 | $57.47 | 250,567 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares of common stock of the Issuer were sold in multiple transactions at prices ranging from: $54.00-$54.99 - 564 shares; $55.00-$55.99 - 400 shares; $56.00-$56.99 - 6,069 shares; $57.00-$57.99 - 6,130 shares; $58.00-$58.99 - 6,837 shares. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote |
| 5 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-11-01 | M | D | 15,000 | $0.00 | 14,373 | D | $2.93 · — to 2025-07-22 | 15,000 Common Stock | (F3) This option vested in 48 equal monthly installments beginning on August 22, 2015. |
| 6 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-11-01 | M | D | 20,000 | $0.00 | 29,373 | D | $2.93 · — to 2025-07-22 | 20,000 Common Stock | (F3) This option vested in 48 equal monthly installments beginning on August 22, 2015. |