Form 4 for TDUP ThredUp Inc.
Accepted 2021-10-27 00:00:00 ET · period of report 2021-10-25 · accession 0001484778-21-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-27 | 2021-10-25+ | TDUP | Rotem Alon | CLO | S - Sale | $23.09 | -6,000 | 20.4K | -23% | -$138.6K |
| DM | 2021-10-27 | 2021-10-25+ | TDUP | Rotem Alon | CLO | C - Cnv Deriv | $0.00 | +26.0K | 20.8K | New | $0 |
| DM | 2021-10-27 | 2021-10-25+ | TDUP | Rotem Alon | CLO | M - OptEx | $0.00 | 0 | 20.0K | New | $0 |
| DM | 2021-10-27 | 2021-10-25+ | TDUP | Rotem Alon | CLO | C - Cnv Deriv | $0.00 | -26.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-10-26 | S | D | 5,600 | $23.10 | 40,396 | D | — | — | (F3) The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.04 to $23.145 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2021-10-26 | C | A | 5,600 | $0.00 | 45,996 | D | — | — | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| 3 | Common | Class A Common Stock | 2021-10-25 | C | A | 20,000 | $0.00 | 40,396 | D | — | — | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| 4 | Common | Class A Common Stock | 2021-10-25 | C | A | 400 | $0.00 | 20,796 | D | — | — | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| 5 | Common | Class A Common Stock | 2021-10-25 | S | D | 400 | $23.00 | 20,396 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-10-25 | M | D | 20,000 | $0.00 | 145,000 | D | $2.05 · — to 2030-02-18 | 20,000 Class B Common Stock | (F5) The stock option vests in 48 equal monthly installments after September 1, 2019, subject to the Reporting Person's continued service to the Issuer as of each vesting date. |
| 7 | Derivative | Class B Common Stock | 2021-10-25 | M | A | 400 | $0.00 | 400 | D | — · — to — | 400 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| 8 | Derivative | Stock Option (Right to Buy) | 2021-10-25 | M | D | 400 | $0.00 | 121,435 | D | $2.05 · — to 2026-11-30 | 400 Class B Common Stock | (F4) The stock option vested over four years after November 3, 2016. |
| 9 | Derivative | Class B Common Stock | 2021-10-26 | C | D | 5,600 | $0.00 | 0 | D | — · — to — | 5,600 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| 10 | Derivative | Class B Common Stock | 2021-10-26 | M | A | 5,600 | $0.00 | 5,600 | D | — · — to — | 5,600 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| 11 | Derivative | Stock Option (Right to Buy) | 2021-10-26 | M | D | 5,600 | $0.00 | 115,835 | D | $2.05 · — to 2026-11-30 | 5,600 Class B Common Stock | (F4) The stock option vested over four years after November 3, 2016. |
| 12 | Derivative | Class B Common Stock | 2021-10-25 | C | D | 20,000 | $0.00 | 0 | D | — · — to — | 20,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| 13 | Derivative | Class B Common Stock | 2021-10-25 | M | A | 20,000 | $0.00 | 20,000 | D | — · — to — | 20,000 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |
| 14 | Derivative | Class B Common Stock | 2021-10-25 | C | D | 400 | $0.00 | 0 | D | — · — to — | 400 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation. |