Form 4 for CDIO Cardio Diagnostics Holdings, Inc.
Accepted 2023-09-05 00:00:00 ET · period of report 2023-08-24 · accession 0001486189-23-000025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-09-05 | 2023-08-24+ | CDIO | Philibert Robert | Chief Medical Off, Dir, 10% | P - Purchase | $0.5999 | +34.0K | 1.65M | +2% | +$20.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-24 | P | A | 16,000 | $0.6 | 1,631,792 | I See note(1) | — | — | (F1) Robert Philibert a Director and Chief Medical Officer (CMO) of the registrant, is the direct owner of 41,601 of the securities of the registrant reported herein, owns and controls BD Holding Inc., the direct owner of 1,586,464 of the securities of the registrant reported herein, owns and controls Behavioral Diagnostics LLC, the direct owner of 14,126 of the securities of the registrant reported herein, and his spouse is the direct owner of 7,601of the securities of the registrant reported herein. |
| 2 | Common | Common Stock | 2023-08-28 | P | A | 17,900 | $0.6 | 1,649,692 | I See note (1) | — | — | (F1) Robert Philibert a Director and Chief Medical Officer (CMO) of the registrant, is the direct owner of 41,601 of the securities of the registrant reported herein, owns and controls BD Holding Inc., the direct owner of 1,586,464 of the securities of the registrant reported herein, owns and controls Behavioral Diagnostics LLC, the direct owner of 14,126 of the securities of the registrant reported herein, and his spouse is the direct owner of 7,601of the securities of the registrant reported herein. |
| 3 | Common | Common Stock | 2023-08-28 | P | A | 100 | $0.57 | 1,649,792 | I See note (1) | — | — | (F1) Robert Philibert a Director and Chief Medical Officer (CMO) of the registrant, is the direct owner of 41,601 of the securities of the registrant reported herein, owns and controls BD Holding Inc., the direct owner of 1,586,464 of the securities of the registrant reported herein, owns and controls Behavioral Diagnostics LLC, the direct owner of 14,126 of the securities of the registrant reported herein, and his spouse is the direct owner of 7,601of the securities of the registrant reported herein. |