Form 4 for RWT REDWOOD TRUST INC
Accepted 2026-04-15 18:00:00 ET · period of report 2026-04-14 · accession 0001487805-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-15 18:00 | 2026-04-14 | RWT | Stone Andrew P | CLO | M - OptEx | $5.97 | +8,031 | 178.6K | +5% | +$47.9K |
| D | 2026-04-15 18:00 | 2026-04-14 | RWT | Stone Andrew P | CLO | F - Tax | $0.00 | -9,407 | 8,031 | -54% | $0 |
| D | 2026-04-15 18:00 | 2026-04-14 | RWT | Stone Andrew P | CLO | M - OptEx | $0.00 | -8,031 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-14 | M | A | 8,031 | $5.97 | 178,631 | D | — | — | (F1) This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. (F2) Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. |
| 2 | Derivative | Performance Stock Units | 2026-04-14 | F | D | 9,407 | $0.00 | 8,031 | D | $9.09 · — to — | 9,407 Common Stock | (F3) Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. (F4) This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. (F5) Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. (F6) No expiration date is applicable to performance stock units. |
| 3 | Derivative | Performance Stock Units | 2026-04-14 | M | D | 8,031 | $0.00 | 0 | D | $9.09 · — to — | 8,031 Common Stock | (F3) Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. (F1) This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. (F5) Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. (F6) No expiration date is applicable to performance stock units. (F7) Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. |