Form 4 for AMRC Ameresco, Inc.
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-04 · accession 0001488139-22-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-08 | 2022-03-08 | AMRC | Chiplock Mark | SVP, CAO | M - OptEx | $10.05 | +3,000 | 3,000 | New | +$30.2K |
| D | 2022-03-08 | 2022-03-08 | AMRC | Chiplock Mark | SVP, CAO | S - Sale+OE | $73.00 | -3,000 | 0 | -100% | -$219.0K |
| D | 2022-03-08 | 2022-03-08 | AMRC | Chiplock Mark | SVP, CAO | M - OptEx | $0.00 | -3,000 | 3,000 | -50% | $0 |
| D | 2022-03-08 | 2022-03-04 | AMRC | Chiplock Mark | SVP, CAO | A - Grant | $0.00 | +36.0K | 36.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-03-08 | M | A | 3,000 | $10.05 | 3,000 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-03-08 | S | D | 3,000 | $73.00 | 0 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.13, inclusive. The reporting person undertakes to provide to Ameresco, Inc., any security holder of Ameresco, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. |
| 3 | Derivative | Stock Option (right to purchase) | 2022-03-08 | M | D | 3,000 | $0.00 | 3,000 | D | $10.05 · — to 2028-03-07 | 3,000 Class A Common Stock | (F3) Of the shares subject to the option, 20% vested on March 8, 2019, and the remainder vest in four equal installments on each of the subsequent four anniversaries of such date. |
| 4 | Derivative | Stock Option (right to puchase) | 2022-03-04 | A | A | 36,000 | $0.00 | 36,000 | D | $13.37 · 2022-03-04 to 2029-08-06 | 36,000 Class A Common Stock | (F2) On August 6, 2019, the reporting person was granted an option to purchase 40,000 shares of Class A common stock. The option vested based on continued service to Ameresco, Inc. and performance relative to goals established for the three-year performance period from January 1, 2019 to December 31, 2021. Based on the level of achievement of these goals, as determined by Ameresco, Inc.'s Compensation Committee, this option vested as to 36,000 shares. |