Form 4 for LITE Lumentum
Accepted 2026-08-18 20:48:38 ET · period of report 2026-08-15 · accession 0001489550-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-08-18 20:48 | 2026-08-15+ | LITE | Wupen Yuen | Pres, Gbl BUS. UNITS | F - Tax | $964.02 | -32.8K | 105.8K | -24% | -$31.62M |
| 2026-08-18 20:48 | 2026-08-17 | LITE | Wupen Yuen | Pres, Gbl BUS. UNITS | A - Grant | $0.00 | +57.1K | 134.8K | +73% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-15 | F | D | 3,741 | $926.14 | 77,747 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. |
| 2 | Common | Common Stock | 2026-08-17 | A | A | 57,103 | $0.00 | 134,850 | D | — | — | (F2) Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 23, 2023. |
| 3 | Common | Common Stock | 2026-08-17 | F | D | 29,056 | $968.90 | 105,794 | D | — | — | (F3) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs. |