Form 4 for LITE Lumentum
Accepted 2026-08-27 21:57:43 ET · period of report 2026-08-25 · accession 0001489550-26-000007 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| T | 2026-08-27 21:57 | 2026-08-25 | LITE | Wupen Yuen | Pres, Gbl BUS. UNITS | A - Grant | $0.00 | +5,138 | 120.6K | +4% | $0 |
| T | 2026-08-27 21:57 | 2026-08-27 | LITE | Wupen Yuen | Pres, Gbl BUS. UNITS | S - Sale | $958.66 | -500 | 119.1K | -0.4% | -$479.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-25 | A | A | 5,138 | $0.00 | 120,627 | D | — | — | (F1) These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan. (F2) The number of shares reported as beneficially owned following the reported transaction is as of August 25, 2026 and prior to other transactions that occurred August 25, 2026 and August 26, 2026 as reported in a Form 4 filed by the Reporting Person on August 26, 2026. |
| 2 | Common | Common Stock | 2026-08-27 | S | D | 500 | $958.66 | 119,127 | D | — | — | (F3) These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026. |