Form 4 for FOA Finance of America Companies Inc.
Accepted 2024-11-19 00:00:00 ET · period of report 2024-11-15 · accession 0001491166-24-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-19 | 2024-11-15 | FOA | Engel Matthew A | CFO | M - OptEx | $0.00 | +12.5K | 12.5K | New | $0 |
| D | 2024-11-19 | 2024-11-15 | FOA | Engel Matthew A | CFO | F - Tax | $20.52 | -4,443 | 8,009 | -36% | -$91.2K |
| D | 2024-11-19 | 2024-11-15 | FOA | Engel Matthew A | CFO | M - OptEx | $0.00 | -12.5K | 24.9K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-11-15 | M | A | 12,452 | $0.00 | 12,452 | D | — | — | (F1) The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024. (F2) Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs shall vest on the second and third anniversaries of the vesting reference date, November 15, 2023, subject to the Reporting Person's continued employment on the applicable vesting dates. |
| 2 | Common | Class A Common Stock | 2024-11-15 | F | D | 4,443 | $20.52 | 8,009 | D | — | — | (F1) The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024. |
| 3 | Derivative | Restricted Stock Units | 2024-11-15 | M | D | 12,452 | $0.00 | 24,904 | D | — · — to — | 12,452 Class A Common Stock | (F1) The number of restricted stock units ("RSUs") and shares of the Issuer's Class A common stock ("Common Stock") have been adjusted to reflect the Issuer's 1-for-10 reverse stock split of its Common Stock effective as of 5:00 p.m. Eastern Time on July 25, 2024. (F2) Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs shall vest on the second and third anniversaries of the vesting reference date, November 15, 2023, subject to the Reporting Person's continued employment on the applicable vesting dates. |