Form 4 for BRFH BARFRESH FOOD GROUP INC.
Accepted 2021-07-06 00:00:00 ET · period of report 2016-12-19 · accession 0001493152-21-016278 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-07-06 | 2020-03-14+ | BRFH | Lang Steven | Dir, 10% | J - Other | — | +570.1K | 379.4K | New | — |
| D | 2021-07-06 | 2017-02-13 | BRFH | Lang Steven | Dir, 10% | J - Other | — | +138.6K | 338.6K | +69% | — |
| DMI | 2021-07-06 | 2017-12-28+ | BRFH | Lang Steven | Dir, 10% | P - Purchase | — | +72.3K | 19.13M | +0.4% | — |
| DM | 2021-07-06 | 2016-12-19+ | BRFH | Lang Steven | Dir, 10% | A - Grant | — | +456.2K | 71.8K | New | — |
| DMI | 2021-07-06 | 2018-11-30+ | BRFH | Lang Steven | Dir, 10% | A - Grant | — | +565.9K | 77.1K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2020-09-28 | J | A | 136,871 | — | 516,236 | I Hodumo Pty Ltd | — | — | (F5) On September 28, 2020, Hodumo received additional shares due to a price adjustment on the convertible note conversion, as well as additional warrants. |
| 2 | Common | Common Stock | 2017-02-13 | J | A | 138,596 | — | 338,596 | D Sidra Pty Ltd | — | — | (F1) Shares were issued as incentive compensation. |
| 3 | Common | Common Stock | 2021-05-26 | J | A | 53,815 | — | 570,051 | I | — | — | (F3) Shares were issued in lieu of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share. |
| 4 | Common | Common Stock | 2017-12-28 | P | A | 17,623 | — | 19,072,451 | I Sidra Pty Ltd | — | — | (F2) Shares were acquired through a cashless exercise of a warrant. |
| 5 | Common | Common Stock | 2018-12-28 | P | A | 54,726 | — | 19,127,177 | I Hodumo Pty Ltd | — | — | (F2) Shares were acquired through a cashless exercise of a warrant. |
| 6 | Common | Common Stock | 2020-03-14 | J | A | 60,000 | — | 60,000 | I Hodumo Pty Ltd | — | — | (F3) Shares were issued in lieu of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share. |
| 7 | Common | Common Stock | 2020-03-23 | J | A | 319,365 | — | 379,365 | I Hodumo Pty Ltd | — | — | (F4) On March 23, 2020, Hodumo received shares of common stock upon conversion of its convertible note and warrants for participation in the conversion. |
| 8 | Derivative | Stock option | 2016-12-19 | A | A | 166,667 | — | 166,667 | D Hodumo Pty Ltd | $0.74 · 2016-12-19 to 2024-12-19 | 166,667 Common Stock | (F6) Stock option granted as non-employee director compensation. |
| 9 | Derivative | Stock option | 2017-01-17 | A | A | 40,323 | — | 40,323 | D Hodumo Pty Ltd | $0.77 · 2017-01-17 to 2025-01-17 | 40,323 Common Stock | (F6) Stock option granted as non-employee director compensation. |
| 10 | Derivative | Stock option | 2018-01-16 | A | A | 64,744 | — | 64,744 | D Hodumo Pty Ltd | $0.5 · 2018-01-16 to 2026-01-16 | 64,744 Common Stock | (F6) Stock option granted as non-employee director compensation. |
| 11 | Derivative | Stock option | 2018-07-16 | A | A | 59,023 | — | 59,023 | D Hodumo Pty Ltd | $0.6 · 2018-07-16 to 2026-07-16 | 59,023 Common Stock | (F6) Stock option granted as non-employee director compensation. |
| 12 | Derivative | L Warrant M2 | 2018-11-30 | A | A | 80,645 | — | 80,645 | I Hodumo Pty Ltd | $0.6 · 2018-11-30 to 2021-11-30 | 80,645 Common Stock | (F7) Issued in connection with investment in note. |
| 13 | Derivative | Stock option | 2019-01-16 | A | A | 53,711 | — | 53,711 | D | $0.65 · 2019-01-16 to 2027-01-16 | 53,711 Common Stock | (F6) Stock option granted as non-employee director compensation. |
| 14 | Derivative | Stock option | 2019-07-15 | A | A | 71,769 | — | 71,769 | D | $0.47 · 2019-07-15 to 2027-07-15 | 71,769 Common Stock | (F6) Stock option granted as non-employee director compensation. |
| 15 | Derivative | O Warrants | 2020-03-23 | A | A | 159,683 | — | 159,683 | I | $0.6 · 2020-03-20 to 2023-03-20 | 159,683 Common Stock | (F4) On March 23, 2020, Hodumo received shares of common stock upon conversion of its convertible note and warrants for participation in the conversion. |
| 16 | Derivative | P Warrants | 2020-03-23 | A | A | 180,000 | — | 180,000 | I | $0.6 · 2020-03-20 to 2023-03-23 | 180,000 Common Stock | (F4) On March 23, 2020, Hodumo received shares of common stock upon conversion of its convertible note and warrants for participation in the conversion. |
| 17 | Derivative | O Warrants | 2020-09-28 | A | A | 68,436 | — | 68,436 | I | $0.6 · 2020-09-28 to 2023-09-28 | 68,436 Common Stock | (F5) On September 28, 2020, Hodumo received additional shares due to a price adjustment on the convertible note conversion, as well as additional warrants. |
| 18 | Derivative | P Warrants | 2020-09-28 | A | A | 77,143 | — | 77,143 | I | $0.6 · 2020-09-28 to 2023-09-28 | 77,143 Common Stock | (F5) On September 28, 2020, Hodumo received additional shares due to a price adjustment on the convertible note conversion, as well as additional warrants. |