Form 4 for BRFH BARFRESH FOOD GROUP INC.
Accepted 2021-07-19 00:00:00 ET · period of report 2018-11-30 · accession 0001493152-21-017155 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-19 | 2020-03-10+ | BRFH | UNIBEL | 10% | J - Other | — | +3.78M | 15.82M | +31% | — |
| DM | 2021-07-19 | 2020-03-19+ | BRFH | UNIBEL | 10% | J - Other | — | +1.79M | 1.25M | New | — |
| D | 2021-07-19 | 2018-11-30 | BRFH | UNIBEL | 10% | P - Purchase | — | +134.4K | 134.4K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2020-09-28 | J | A | 1,073,378 | — | 19,402,926 | D | — | — | (F3) On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants. |
| 2 | Common | Common Stock | 2020-03-23 | J | A | 1,064,548 | — | 18,329,548 | D | — | — | (F2) On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion. |
| 3 | Common | Common Stock | 2020-03-23 | J | A | 1,440,000 | — | 17,265,000 | D | — | — | (F2) On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion. |
| 4 | Common | Common Stock | 2020-03-10 | J | A | 200,000 | — | 15,825,000 | D | — | — | (F1) The reporting person received 200,000 shares of common stock in payment of interest on its M1 convertible note, valued according to the terms of the note at $0.60 per share. |
| 5 | Derivative | Warrant M1/M2 | 2020-09-28 | J | A | 536,689 | — | 536,689 | D | $0.45 · 2020-09-28 to 2023-03-23 | 536,689 Common Stock | (F3) On September 28, 2020, the reporting person received additional shares due to a price adjustment, as well as additional warrants. |
| 6 | Derivative | O Warrant | 2020-03-19 | J | A | 1,252,274 | — | 1,252,274 | D | $0.6 · 2020-03-19 to 2023-03-19 | 1,252,274 Common Stock | (F2) On March 19, 2020, the reporting person converted its $600,000 M1 convertible note and $400,000 M2 convertible note into common stock. The O Warrants were issued for participation in the conversion. |
| 7 | Derivative | L Warrant | 2018-11-30 | P | A | 134,409 | — | 134,409 | D | — · 2018-11-30 to 2021-11-30 | 134,409 Common Stock | (F4) On November 30, 2018, the reporting person purchased a convertible note and warrants, convertible and exercisable at the greater of 120% of the Closing Price or $0.70. |