Form 4 for ASTI Ascent Solar Technologies, Inc.
Accepted 2021-07-20 00:00:00 ET · period of report 2021-07-19 · accession 0001493152-21-017334 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-20 | 2021-07-19 | ASTI | TubeSolar AG | 10% | C - Cnv Deriv | $0.00 | +600.00M | 600.00M | New | $0 |
| D | 2021-07-20 | 2021-07-19 | ASTI | TubeSolar AG | 10% | C - Cnv Deriv | — | -60 | 2,440 | -2% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-19 | C | A | 600,000,000 | $0.00 | 600,000,000 | D | — | — | (F1) Conversion price is $0.0001 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share. |
| 2 | Derivative | Series 1A Preferred Stock, par value $0.0001 | 2021-07-19 | C | D | 60 | — | 2,440 | D | $0.00 · 2021-01-04 to — | 24,400,000,000 Common Stock, par value $0.0001 per share | (F1) Conversion price is $0.0001 per the stated value of the Series 1A Preferred Stock, which is $1,000 per share. (F2) The Series 1A Preferred Stock has no expiration date. |