Form 4 for BOXL Boxlight Corp
Accepted 2021-08-31 00:00:00 ET · period of report 2021-05-24 · accession 0001493152-21-021717 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-31 | 2021-05-24 | BOXL | Elliott James Mark | Dir | A - Grant | $0.00 | +24.5K | 226.7K | +12% | $0 |
| D | 2021-08-31 | 2021-08-26 | BOXL | Elliott James Mark | Dir | S - Sale+OE | $2.49 | -100.0K | 226.7K | -31% | -$249.0K |
| D | 2021-08-31 | 2021-08-26 | BOXL | Elliott James Mark | Dir | M - OptEx | $1.15 | +100.0K | 336.7K | +42% | +$115.0K |
| D | 2021-08-31 | 2021-08-26 | BOXL | Elliott James Mark | Dir | X - OptEx | $0.00 | -100.0K | 481.8K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2021-05-24 | A | A | 24,476 | $0.00 | 226,711 | D | — | — | (F1) The reporting person received an award of 24,476 restricted stock units on February 24, 2021, vesting in four substantially equal installments over the course of 12 months, with the initial vesting occurring on May 24, 2021. Each restricted stock unit represents the right to receive one share of BOXL Class A common stock upon vesting. |
| 2 | Common | CLASS A COMMON STOCK | 2021-08-26 | S | D | 100,000 | $2.49 | 226,711 | D | — | — | |
| 3 | Common | CLASS A COMMON STOCK | 2021-08-26 | M | A | 100,000 | $1.15 | 336,711 | D | — | — | (F2) The reporting person exercised an option to purchase 100,000 shares of BOXL Class A common stock, at a price of $1.15 per share, on August 26, 2021. |
| 4 | Derivative | STOCK OPTION | 2021-08-26 | X | D | 100,000 | $0.00 | 481,841 | D | $1.15 · 2021-01-02 to 2022-01-12 | 100,000 COMMON STOCK | (F3) The options vested monthly on a straight-line basis beginning in February 2020 until the option was fully vested in January 2021. |