Form 4 for OPXS Optex Systems Holdings Inc

Accepted 2021-09-02 00:00:00 ET · period of report 2021-09-01 · accession 0001493152-21-021846 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2021-09-02	2021-09-01	OPXS	Malhotra R. Rimmy	Dir	P - Purchase	$1.56	+8,310	112.5K	+8%	+$12.9K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-01	P	A	5,810	$1.56	118,310	D	—	—	(F1) Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.
2	Common	Common Stock	2021-09-01	P	A	2,500	$1.55	112,500	D	—	—	(F1) Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.