Form 4 for OPXS Optex Systems Holdings Inc

Accepted 2021-09-08 00:00:00 ET · period of report 2021-09-03 · accession 0001493152-21-022234 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2021-09-08	2021-09-07+	OPXS	Malhotra R. Rimmy	Dir	P - Purchase	$1.67	+18.8K	85.7K	+28%	+$31.5K
	2021-09-08	2021-09-03	OPXS	Malhotra R. Rimmy	Dir	P - Purchase	$1.65	+4,991	123.3K	+4%	+$8,235

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-08	P	A	10,000	$1.68	95,746	I	—	—	(F2) Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.
2	Common	Common Stock	2021-09-07	P	A	8,846	$1.66	85,746	I Note 2	—	—	(F2) Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.
3	Common	Common Stock	2021-09-03	P	A	4,991	$1.65	123,301	D Note 2	—	—	(F1) 80,000 shares represented by this figure are subject to vesting as previously disclosed.