Form 4 for BTCS BTCS Inc.
Accepted 2021-09-14 00:00:00 ET · period of report 2021-09-14 · accession 0001493152-21-022683 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-14 | 2021-09-14 | BTCS | Allen Charles W | CEO, Dir, 10% | C - Cnv Deriv | — | +2.95M | 3.15M | +1,472% | — |
| D | 2021-09-14 | 2021-09-14 | BTCS | Allen Charles W | CEO, Dir, 10% | C - Cnv Deriv | — | -810.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-14 | C | A | 2,954,118 | — | 3,154,819 | D | — | — | (F1) The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange. (F2) Reflects a 1-for-10 reverse stock split which became effective in August 2021, prior to the filing date of this Form 4. |
| 2 | Derivative | Series C-2 Convertible Preferred Stock | 2021-09-14 | C | D | 810,000 | — | 0 | D | — · — to — | 2,954,118 Common Stock | (F3) Not applicable. (F1) The Series C-2 Preferred Stock (the "C-2") automatically converted into the issuer's common stock upon the issuer listing its Common Stock on The Nasdaq Stock Market, LLC. The conversion price was $1.70 per share, adjusted for the reverse stock split described in footnote (2) below. As previously disclosed, the C-2 would automatically convert into shares of common stock upon the earlier of: (i) the four-year anniversary of the initial issuance date, and (ii) the issuer's common stock being listed on a national securities exchange. |