Form 4 for BLNE Beeline Holdings, Inc.
Accepted 2021-09-17 00:00:00 ET · period of report 2020-09-30 · accession 0001493152-21-023028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-17 | 2020-09-30+ | BLNE | GWIN GEOFFREY C | CFO | M - OptEx | $0.00 | +72.3K | 113.1K | +177% | $0 |
| DM | 2021-09-17 | 2020-09-30+ | BLNE | GWIN GEOFFREY C | CFO | F - Tax | $1.25 | -14.7K | 103.0K | -12% | -$18.4K |
| DM | 2021-09-17 | 2020-09-30+ | BLNE | GWIN GEOFFREY C | CFO | M - OptEx | — | 0 | 75.0K | New | — |
| D | 2021-09-17 | 2021-03-31 | BLNE | GWIN GEOFFREY C | CFO | D - Sale to Iss | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2020-12-31 | M | A | 29,297 | $0.00 | 109,506 | D | — | — | (F2) Awarded pursuant to the Issuer's 2016 Equity Incentive Plan. |
| 2 | Common | Common Stock | 2020-09-30 | M | A | 32,895 | $0.00 | 87,379 | D | — | — | (F2) Awarded pursuant to the Issuer's 2016 Equity Incentive Plan. |
| 3 | Common | Common Stock | 2020-09-30 | F | D | 7,170 | $1.14 | 80,209 | D | — | — | |
| 4 | Common | Common Stock | 2021-03-31 | F | D | 1,014 | $1.85 | 112,115 | D | — | — | |
| 5 | Common | Common Stock | 2020-12-31 | F | D | 6,512 | $1.28 | 102,994 | D | — | — | |
| 6 | Common | Common Stock | 2021-03-31 | M | A | 10,135 | $0.00 | 113,129 | D | — | — | (F2) Awarded pursuant to the Issuer's 2016 Equity Incentive Plan. |
| 7 | Derivative | Restricted Stock Units | 2020-09-30 | M | D | — | $0.00 | 112,500 | D | $1.14 · 2020-09-30 to 2020-09-30 | 32,895 Common Stock | (F2) Awarded pursuant to the Issuer's 2016 Equity Incentive Plan. (F1) Represents settlement upon vesting of $37,500 of restricted stock units ("RSUs") on September 30, 2020 that were awarded on July 10, 2020. The shares issued upon settlement were issued on October 1, 2020. |
| 8 | Derivative | Restricted Stock Units | 2021-03-31 | D | D | — | $0.00 | 0 | D | — · 2021-03-31 to 2021-06-30 | — Common Stock | (F9) Effective February 4, 2021, the Issuer and the Reporting Person entered into a First Amendment to Employment Agreement (the "First Amendment"), pursuant to which $56,250 of unvested RSUs were rescinded. |
| 9 | Derivative | Restricted Stock Units | 2021-03-31 | M | D | — | $0.00 | 56,250 | D | $1.85 · 2021-03-31 to 2021-03-31 | 10,135 Common Stock | (F2) Awarded pursuant to the Issuer's 2016 Equity Incentive Plan. (F6) Represents settlement upon vesting of $18,750 of RSUs on March 31, 2021 that were awarded on July 10, 2020. See footnote 9. |
| 10 | Derivative | Restricted Stock Units | 2020-12-31 | M | D | — | $0.00 | 75,000 | D | $1.28 · 2020-12-31 to 2020-12-31 | 29,297 Common Stock | (F2) Awarded pursuant to the Issuer's 2016 Equity Incentive Plan. (F4) Represents settlement upon vesting of $37,500 of RSUs on December 31, 2020 that were awarded on July 10, 2020. |