Form 4 for IVDA Iveda Solutions, Inc.
Accepted 2021-09-27 00:00:00 ET · period of report 2021-09-23 · accession 0001493152-21-023782 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-09-27 | 2021-04-14 | IVDA | Farnsworth Joe | Dir | M - OptEx | $0.35 | +159.4K | 159.4K | New | +$55.8K |
| DM | 2021-09-27 | 2018-07-09+ | IVDA | Farnsworth Joe | Dir | P - Purchase | $0.1086 | +35.1K | 900 | New | +$3,811 |
| DM | 2021-09-27 | 2017-12-29+ | IVDA | Farnsworth Joe | Dir | A - Grant | $0.00 | +450.0K | 100.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-04-14 | M | A | 159,396 | $0.35 | 159,396 | I | — | — | (F2) Common stock was acquired in exchange for accrued rent. The securities are held by Farnsworth Realty and Management Company |
| 2 | Common | Common Stock | 2021-08-03 | P | A | 1,180 | $0.85 | 115 | D | — | — | (F1) Common stock was acquired from TD Ameritrade purchases over a period of time. |
| 3 | Common | Common Stock | 2020-12-14 | P | A | 4,110 | $0.31 | 4,110 | D | — | — | (F1) Common stock was acquired from TD Ameritrade purchases over a period of time. |
| 4 | Common | Common Stock | 2018-07-09 | P | A | 28,900 | $0.04 | 28,900 | D See footnote 2 below | — | — | (F1) Common stock was acquired from TD Ameritrade purchases over a period of time. |
| 5 | Common | Common Stock | 2019-06-04 | P | A | 900 | $0.42 | 900 | D | — | — | (F1) Common stock was acquired from TD Ameritrade purchases over a period of time. |
| 6 | Derivative | Options (Right to Buy) | 2017-12-29 | A | A | 50,000 | $0.00 | 50,000 | D | $0.1 · 2017-12-29 to 2027-12-29 | 50,000 Common Stock | (F3) The options subject to these grants vested 100% on the date of the grant. |
| 7 | Derivative | Options (Right to Buy) | 2020-12-15 | A | A | 200,000 | $0.00 | 200,000 | D | $0.37 · 2020-12-15 to 2030-12-15 | 200,000 Common Stock | (F3) The options subject to these grants vested 100% on the date of the grant. |
| 8 | Derivative | Options (Right to Buy) | 2019-12-20 | A | A | 100,000 | $0.00 | 100,000 | D | $0.28 · 2019-12-20 to 2029-12-20 | 100,000 Common Stock | (F3) The options subject to these grants vested 100% on the date of the grant. |
| 9 | Derivative | Options (Right to Buy) | 2018-12-28 | A | A | 100,000 | $0.00 | 100,000 | D | $0.04 · 2018-12-28 to 2028-12-28 | 100,000 Common Stock | (F3) The options subject to these grants vested 100% on the date of the grant. |