Form 4 for ONIT ONITY GROUP INC.
Accepted 2021-10-05 00:00:00 ET · period of report 2021-10-04 · accession 0001493152-21-024650 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-05 | 2021-10-04 | ONIT | Messina Glen A. | Pres, CEO, Dir | M - OptEx | — | +21.8K | 84.9K | +35% | — |
| DM | 2021-10-05 | 2021-10-04 | ONIT | Messina Glen A. | Pres, CEO, Dir | F - Tax | $28.76 | -10.1K | 80.0K | -11% | -$291.1K |
| DM | 2021-10-05 | 2021-10-04 | ONIT | Messina Glen A. | Pres, CEO, Dir | M - OptEx | $0.00 | -21.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-04 | M | A | 16,990 | — | 87,886 | D | — | — | (F1) On October 4, 2018, the reporting person was granted 50,970 Restricted Stock Units ("RSUs") representing a contingent right to receive one share of OCN common stock scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020 (the "Reverse Split"). (F2) Includes 20,554 shares held jointly with spouse. |
| 2 | Common | Common Stock | 2021-10-04 | M | A | 4,854 | — | 84,867 | D | — | — | (F4) On October 4, 2018, the reporting person was granted 14,563 RSUs scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the Reverse Split. (F2) Includes 20,554 shares held jointly with spouse. |
| 3 | Common | Common Stock | 2021-10-04 | F | D | 2,249 | $28.76 | 82,618 | D | — | — | (F3) Shares withheld pursuant to terms of the award to cover tax withholding obligations. (F2) Includes 20,554 shares held jointly with spouse. |
| 4 | Common | Common Stock | 2021-10-04 | F | D | 7,873 | $28.76 | 80,013 | D | — | — | (F3) Shares withheld pursuant to terms of the award to cover tax withholding obligations. (F2) Includes 20,554 shares held jointly with spouse. |
| 5 | Derivative | Restricted Stock Units | 2021-10-04 | M | D | 4,854 | $0.00 | 0 | D | — · — to — | 4,854 Common Stock | (F4) On October 4, 2018, the reporting person was granted 14,563 RSUs scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the Reverse Split. |
| 6 | Derivative | Restricted Stock Units | 2021-10-04 | M | D | 16,990 | $0.00 | 0 | D | — · — to — | 16,990 Common Stock | (F1) On October 4, 2018, the reporting person was granted 50,970 Restricted Stock Units ("RSUs") representing a contingent right to receive one share of OCN common stock scheduled to vest in three equal annual installments commencing October 4, 2019 subject to the reporting person's continued employment. Share number has been adjusted to give effect to the issuer's one-for-15 reverse stock split effective August 13, 2020 (the "Reverse Split"). |