Form 4 for SNFCA SECURITY NATIONAL FINANCIAL CORP
Accepted 2021-10-27 00:00:00 ET · period of report 2021-07-16 · accession 0001493152-21-026515 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-27 | 2021-07-16 | SNFCA | Sill Garrett S. | CFO, Treas | J - Other | $8.29 | -2,252 | 47.3K | -5% | -$18.7K |
| DM | 2021-10-27 | 2013-12-06+ | SNFCA | Sill Garrett S. | CFO, Treas | A - Grant | $4.05 | +120.9K | 26.9K | New | +$489.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-16 | J | D | 2,252 | $8.29 | 47,307 | D | — | — | |
| 2 | Derivative | Employee Stock Option(right to buy) | 2013-12-06 | A | A | 6,059 | $3.14 | 6,059 | D | $3.14 · 2014-03-06 to 2023-12-06 | 6,059 Class A Common Stock | (F2) This option was granted on December 6, 2013 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (the "2013 Stock Option Plan") to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 3 | Derivative | Employee Stock Option(right to buy) | 2014-07-02 | A | A | 5,770 | $2.93 | 5,770 | D | $2.93 · 2014-10-02 to 2024-07-02 | 5,770 Class A Common Stock | (F3) This option was granted on July 2, 2014 as an option for 4,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 4 | Derivative | Employee Stock Option(right to buy) | 2014-12-05 | A | A | 11,538 | $3.43 | 11,538 | D | $3.43 · 2015-03-05 to 2024-12-05 | 11,538 Class A Common Stock | (F4) This option was granted on December 5, 2014 as an option for 8,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 5 | Derivative | Employee Stock Option(right to buy) | 2017-12-01 | A | A | 18,689 | $4.01 | 18,689 | D | $4.01 · 2018-03-01 to 2027-12-01 | 18,689 Class C Common Stock | (F5) This option was granted on December 1, 2017 as an option for either 15,000 shares of Class A Common Stock at an exercise price of $5.05 per share or 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 15,000 shares of Class C Common Stock at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilutions provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 6 | Derivative | Employee Stock Option(right to buy) | 2018-11-30 | A | A | 23,731 | $4.62 | 23,731 | D | $4.62 · 2019-02-28 to 2028-11-30 | 23,731 Class C Common Stock | (F6) This option was granted on November 30, 2018 as an option for either 20,000 shares of Class A Common Stock at an exercise price of $5.52 per share or 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 20,000 shares of Class C Common Stock at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 7 | Derivative | Employee Stock Option(right to buy) | 2019-12-06 | A | A | 28,251 | $4.81 | 28,251 | D | $4.81 · 2020-03-06 to 2029-12-06 | 28,251 Class C Common Stock | (F7) This option was granted on December 6, 2019 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $5.46 per share or 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $5.46 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. This option vests in four equal quarterly installments of Class C Common Stock, beginning on March 6, 2020, until such shares are fully vested; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |
| 8 | Derivative | Employee Stock Option(right to buy) | 2020-03-27 | A | A | 26,906 | $3.49 | 26,906 | D | $3.49 · 2020-06-27 to 2030-03-27 | 26,906 Class C Common Stock | (F8) This option was granted on March 27, 2020 as an option for either 25,000 shares of Class A Common Stock at an exercise price of $3.76 per share or 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share, or any combination thereof. This option reflects the reporting person's election to have an option for 25,000 shares of Class C Common Stock at an exercise price of $3.76 per share. This option vests in four equal quarterly installments of Class C Common Stock, beginning on June 27, 2020, until such shares are fully vested; a 2 1/2% stock dividend paid on July 17, 2020; and a 5% stock dividend paid on July 16, 2021. |